For wealth managers
AI client acquisition for wealth managers
Finterest helps wealth managers grow the book without the manual prospecting grind. Describe the client you want more of and Finterest sources matching prospects, runs outreach across email, LinkedIn, and phone, and qualifies the replies with an AI co-pilot, all built to fit inside the compliance process a regulated wealth practice already runs. It is built for the regulated advisory world, not adapted from a generic sales tool.
Why wealth managers outgrow manual prospecting
Most wealth practices grow on referrals and personal hustle, and the workflow that fills the pipeline is stitched together by hand across a sourcing tool, an enrichment tool, an inbox, and a dialer. That loop costs hours every week and produces inconsistent, hard-to-supervise outreach. Generic sales-engagement tools were built for SaaS teams, not for a practice where communications can be subject to review.
What Finterest does for your practice
- Source. Describe your ideal client profile and Finterest returns a ranked shortlist, scored on fit and timing against your own book. It connects through your own licensed data and LinkedIn access, then enriches with verified contact details.
- Reach. Build one sequence across email, LinkedIn, and phone, with deliverability handled for you. Fin, the AI co-pilot, drafts and personalizes the outreach; you review and approve before anything goes out.
- Qualify and push. Every reply lands in one view, and you push warm prospects to your CRM (Redtail, Salesforce, HubSpot, Monday.com) with one click.
Built for your compliance reality
Wealth managers are typically registered investment advisers (SEC or state), and many are dually registered with a broker-dealer. Finterest is built to support the rules that follow from that:
- SEC marketing rule (206(4)-1). Pre-send review supports keeping claims substantiated and non-misleading before outreach goes out.
- Recordkeeping (SEC Rule 204-2). Outreach is captured and reviewable, supporting electronic-communication retention obligations.
- FINRA Rule 2210, if you are broker-dealer-affiliated. Pre-send message review supports the principal-approval workflow registered reps work under.
- Opt-out and disclosure controls. One-click unsubscribe is built in; call-recording disclosure controls are off by default pending each firm's legal review.
Finterest supports your firm's compliance process. It does not replace your firm's compliance review or supervision. Requirements vary by license type. See the compliance guide and confirm specifics with your firm's compliance team.
See Finterest in your practice
Explore what the platform does · how it supports compliance · security